SEC Form 4 · accession 0001127602-18-031982

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Trust dated 1/1/1977, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees & Clara L.T. Rankin, fbo Clara L.T. Rankin

Other

Period of report

Oct 31, 2018

Accepted (ET)

Nov 2, 2018 · 4:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Oct 31, 2018	P	265	$61.892	A	6,408	D
Class A Common Stock^F1,F2,F3	Oct 31, 2018	P	412	$61.07	A	110,395	I	Proportionate Interest in Shares held by Rankin Associates V
Class A Common Stock^F1,F4,F3	Oct 31, 2018	P	179	$61.83	A	110,574	I	Proportionate Interest in Shares held by Rankin Associates V
Class A Common Stock^F1,F5,F3	Oct 31, 2018	P	326	$62.97	A	110,900	I	Proportionate Interest in Shares held by Rankin Associates V
Class A Common Stock^F1,F2,F6	Oct 31, 2018	P	40	$61.07	A	7,166	I	Proportionate Interest in Shares held by Rankin Associates VI
Class A Common Stock^F1,F4,F6	Oct 31, 2018	P	17	$61.83	A	7,183	I	Proportionate Interest in Shares held by Rankin Associates VI
Class A Common Stock^F1,F5,F6	Oct 31, 2018	P	32	$62.97	A	7,215	I	Proportionate Interest in Shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 1, 2018	P	265	$61.746	A	6,673	D
Class A Common Stock^F1,F7,F3	Nov 1, 2018	P	59	$60.03	A	110,959	I	Proportionate Interest in Shares held by Rankin Associates V
Class A Common Stock^F1,F8,F3	Nov 1, 2018	P	530	$61.67	A	111,489	I	Proportionate Interest in Shares held by Rankin Associates V
Class A Common Stock^F1,F9,F3	Nov 1, 2018	P	329	$62.18	A	111,818	I	Proportionate Interest in Shares held by Rankin Associates V
Class A Common Stock^F1,F7,F6	Nov 1, 2018	P	6	$60.03	A	7,221	I	Proportionate Interest in Shares held by Rankin Associates VI
Class A Common Stock^F1,F8,F6	Nov 1, 2018	P	52	$61.67	A	7,273	I	Proportionate Interest in Shares held by Rankin Associates VI
Class A Common Stock^F1,F9,F6	Nov 1, 2018	P	32	$62.18	A	7,305	I	Proportionate Interest in Shares held by Rankin Associates VI

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-31 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.34.
F3Representing proportionate interest in shares held by RA V
F42018-Oct-31 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.00.
F52018-Oct-31 -Block 3 Weighted Average- Share Price represents average price between $62.85 and $64.99.
F6Representing proporationate interest in shares held by RA VI
F72018-Nov-1 -Block 1 Weighted Average- Share Price represents average price between $60.00 and $60.05.
F82018-Nov-1 -Block 2 Weighted Average- Share Price represents average price between $61.25 and $61.96.
F92018-Nov-1 -Block 3 Weighted Average- Share Price represents average price between $62.00 and $62.97.