SEC Form 4 · accession 0001127602-18-031981

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Matthew M Rankin

Other

Period of report

Oct 31, 2018

Accepted (ET)

Nov 2, 2018 · 4:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Oct 31, 2018	P	1	$61.07	A	185	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 31, 2018	P	1	$61.07	A	185	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 31, 2018	P	1	$61.07	A	184	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 31, 2018	P	1	$61.07	A	184	I	Child's proportionate interest in shares held by Rankin Associate VI
Class A Common Stock^F1,F3	Oct 31, 2018	P	1	$61.83	A	185	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 31, 2018	P	1	$61.83	A	185	I	Child's proportionate interest in shares held by Rankin Associate VI
Class A Common Stock^F1,F4	Oct 31, 2018	P	1	$62.97	A	186	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 31, 2018	P	1	$62.97	A	186	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 31, 2018	P	1	$62.97	A	186	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 31, 2018	P	1	$62.97	A	186	I	Child's proportionate interest in shares held by Rankin Associate VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	2	$61.67	A	188	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	2	$61.67	A	188	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	1	$61.67	A	187	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	1	$61.67	A	187	I	Child's proportionate interest in shares held by Rankin Associate VI
Class A Common Stock^F1,F6	Nov 1, 2018	P	1	$62.18	A	188	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F6	Nov 1, 2018	P	1	$62.18	A	188	I	Child's proportionate interest in shares held by Rankin Associate VI
Class A Common Stock^F7	holding	—	—		—	722	I	Held by Reporting Person's spouse.
Class A Common Stock^F7	holding	—	—		—	2,058	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F7	holding	—	—		—	1,553	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F7	holding	—	—		—	645	I	Reporting Person is co-trustee of a Trust fbo minor child.
Class A Common Stock	holding	—	—		—	500	D
Class A Common Stock	holding	—	—		—	9,103	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	10,838	I	Held through a trust of which the Reporting Person is trustee
Class A Common Stock^F7	holding	—	—		—	1,405	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F7	holding	—	—		—	563	I	Reporting Person is co-trustee of a Trust fbo minor child.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	2,058	2,058	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	1,553	1,553	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	645	645	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	500	500	D
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	9,103	9,103	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	11,170	11,170	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	1,405	1,405	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-31 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.34.
F32018-Oct-31 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.00.
F42018-Oct-31 -Block 3 Weighted Average- Share Price represents average price between $62.85 and $64.99.
F52018-Nov-1 -Block 2 Weighted Average- Share Price represents average price between $61.25 and $61.96.
F62018-Nov-1 -Block 3 Weighted Average- Share Price represents average price between $62.00 and $62.97.
F7Reporting Person disclaims beneficial ownership of all such shares.
F8N/A