SEC Form 4 · accession 0001127602-18-031929

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Chloe R Seelbach

Other

Period of report

Oct 31, 2018

Accepted (ET)

Nov 2, 2018 · 4:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Oct 31, 2018	P	1	$61.07	A	185	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 31, 2018	P	1	$61.07	A	185	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 31, 2018	P	1	$61.07	A	184	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 31, 2018	P	1	$61.07	A	184	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 31, 2018	P	1	$61.07	A	184	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 31, 2018	P	1	$61.83	A	185	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 31, 2018	P	1	$61.83	A	185	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 31, 2018	P	1	$61.83	A	185	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 31, 2018	P	1	$62.97	A	186	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 31, 2018	P	1	$62.97	A	186	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 31, 2018	P	1	$62.97	A	186	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 31, 2018	P	1	$62.97	A	186	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 31, 2018	P	1	$62.97	A	186	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	1	$61.67	A	187	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	1	$61.67	A	187	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	1	$61.67	A	187	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	1	$61.67	A	187	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	1	$61.67	A	187	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	10,293	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	7,326	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F6	holding	—	—		—	566	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F6	holding	—	—		—	563	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock^F6	holding	—	—		—	722	I	Held by spouse
Class A Common Stock^F6	holding	—	—		—	1,321	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F6	holding	—	—		—	407	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F6	holding	—	—		—	722	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock^F6	holding	—	—		—	648	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	10,293	10,293	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	10,756	10,756	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	566	566	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	1,321	1,321	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	407	407	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	648	648	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-31 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.34.
F32018-Oct-31 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.00.
F42018-Oct-31 -Block 3 Weighted Average- Share Price represents average price between $62.85 and $64.99.
F52018-Nov-1 -Block 2 Weighted Average- Share Price represents average price between $61.25 and $61.96.
F6Reporting Person disclaims beneficial ownership of all such shares.
F7N/A