SEC Form 4 · accession 0001127602-18-031908

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Oct 31, 2018

Accepted (ET)

Nov 2, 2018 · 4:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Oct 31, 2018	P	794	$61.892	A	19,246	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F2	Oct 31, 2018	P	1	$61.07	A	185	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 31, 2018	P	1	$62.97	A	186	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 1, 2018	P	794	$61.746	A	20,040	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F4	Nov 1, 2018	P	1	$60.03	A	187	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	1	$61.67	A	188	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F6	Nov 1, 2018	P	1	$62.18	A	189	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	42,666	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust
Class A Common Stock	holding	—	—		—	26,119	I	proportionate limited partnership interests in shares held by RA II, L.P., held in a trust
Class A Common Stock	holding	—	—		—	46,182	I	proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	26,119	26,119	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-31 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.34.
F32018-Oct-31 -Block 3 Weighted Average- Share Price represents average price between $62.85 and $64.99.
F42018-Nov-1 -Block 1 Weighted Average- Share Price represents average price between $60.00 and $60.05.
F52018-Nov-1 -Block 2 Weighted Average- Share Price represents average price between $61.25 and $61.96.
F62018-Nov-1 -Block 3 Weighted Average- Share Price represents average price between $62.00 and $62.97.
F7N/A