SEC Form 4 · accession 0001127602-18-031905

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Corbin Rankin

Other

Period of report

Nov 1, 2018

Accepted (ET)

Nov 2, 2018 · 4:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Nov 1, 2018	P	132	$61.746	A	149,339	I	spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock^F1,F3	Nov 1, 2018	P	1	$61.67	A	57	I	Spouse's proportionate Interest in shares held by RAV held by Rankin Management
Class A Common Stock^F1,F3	Nov 1, 2018	P	1	$61.67	A	225	I	Spouse's proportionate interest in shares held by RAV
Class A Common Stock^F1,F4	Nov 1, 2018	P	1	$62.18	A	226	I	Spouse's proportionate interest in shares held by RAV
Class A Common Stock^F1,F5	Nov 1, 2018	P	7	$60.03	A	13,317	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock^F1,F5	Nov 1, 2018	P	7	$60.03	A	13,317	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock^F1,F5	Nov 1, 2018	P	7	$60.03	A	13,317	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock^F1,F5	Nov 1, 2018	P	1	$60.03	A	188	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Nov 1, 2018	P	1	$60.03	A	188	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 1, 2018	P	1	$61.67	A	64	I	Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management
Class A Common Stock^F1,F3	Nov 1, 2018	P	68	$61.67	A	13,385	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock^F1,F3	Nov 1, 2018	P	68	$61.67	A	13,385	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock^F1,F3	Nov 1, 2018	P	68	$61.67	A	13,385	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock^F1,F3	Nov 1, 2018	P	1	$61.67	A	189	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Nov 1, 2018	P	1	$61.67	A	189	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 1, 2018	P	42	$62.18	A	13,427	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock^F1,F4	Nov 1, 2018	P	42	$62.18	A	13,427	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock^F1,F4	Nov 1, 2018	P	42	$62.18	A	13,427	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock^F1,F4	Nov 1, 2018	P	1	$62.18	A	190	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Nov 1, 2018	P	1	$62.18	A	190	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	3,622	D
Class A Common Stock	holding	—	—		—	14,343	I	Reporting Person's LP interest in shares held in RA1
Class A Common Stock	holding	—	—		—	1,843	I	Reporting person's proportionate interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	7	I	Held by Spouse
Class A Common Stock^F6	holding	—	—		—	19	I	spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust
Class A Common Stock^F6	holding	—	—		—	25,324	I	spouse's proportionate partnership interest in shares held by RA I LP
Class A Common Stock^F6	holding	—	—		—	35,872	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common Stock^F6	holding	—	—		—	65,824	I	Spouses proportionate LP interest in shares held in RA4
Class A Common Stock^F6	holding	—	—		—	1,975	I	Spouse's proportionate interest in shares held in RMI

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	3,622	3,622	D
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	25,657	25,657	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	1,843	1,843	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	7	7	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	45,300	45,300	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	35,872	35,872	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	104,286	104,286	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	145,912	145,912	I
Class B Common Stock^F6,F7	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F2Reporting Person disclaims beneficial ownership of all such shares.
F32018-Nov-1 -Block 2 Weighted Average- Share Price represents average price between $61.25 and $61.96.
F42018-Nov-1 -Block 3 Weighted Average- Share Price represents average price between $62.00 and $62.97.
F52018-Nov-1 -Block 1 Weighted Average- Share Price represents average price between $60.00 and $60.05.
F6Reporting Person disclaims beneficial ownership of all such shares.
F7N/A