SEC Form 4 · accession 0001127602-18-031850
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 31, 2018 | P | 1 | $61.07 | A | 184 | I | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common StockF1,F3 | Oct 31, 2018 | P | 1 | $61.83 | A | 185 | I | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common StockF1,F4 | Oct 31, 2018 | P | 1 | $62.97 | A | 186 | I | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common StockF1,F5 | Nov 1, 2018 | P | 1 | $61.67 | A | 187 | I | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common StockF1,F6 | Nov 1, 2018 | P | 1 | $62.18 | A | 188 | I | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common Stock | holding | — | — | — | 279 | I | proportionate partnership interest shares held by AMR Associates LP | |
| Class A Common Stock | holding | — | — | — | 4,513 | D | ||
| Class A Common Stock | holding | — | — | — | 8,211 | I | Proportionate limited partnership interests in shares held by Rankin Associates II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF7 | — | holding | — | — | — | — | — | Class A Common Stock | 326 | 326 | I |
| Class B Common StockF7 | — | holding | — | — | — | — | — | Class A Common Stock | 3,683 | 3,683 | D |
| Class B Common StockF7 | — | holding | — | — | — | — | — | Class A Common Stock | 8,211 | 8,211 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-31 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.34.
- F32018-Oct-31 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.00.
- F42018-Oct-31 -Block 3 Weighted Average- Share Price represents average price between $62.85 and $64.99.
- F52018-Nov-1 -Block 2 Weighted Average- Share Price represents average price between $61.25 and $61.96.
- F62018-Nov-1 -Block 3 Weighted Average- Share Price represents average price between $62.00 and $62.97.
- F7N/A