Form4insider filings, from the source

SEC Form 4 · accession 0001127602-18-031431

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Thomas T Rankin
Other
Period of report
Oct 29, 2018
Accepted (ET)
Oct 31, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1Oct 29, 2018P132$61.6239A148,943IReporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common StockF1,F2Oct 29, 2018P2$61.53A220IProportionate Interest in shares held by RAV
Class A Common StockF1,F3Oct 29, 2018P1$61.91A56IProportionate interest in shares held by RA5 held by RMI
Class A Common StockF1,F2Oct 29, 2018P1$61.53A62IProportionate interest in shares held by RA6 held by RMI
Class A Common StockF1,F2Oct 29, 2018P88$61.53A13,046IServes as Trustee of GSTs for the benefit of James Rankin
Class A Common StockF1,F2Oct 29, 2018P88$61.53A13,046IServes as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common StockF1,F2Oct 29, 2018P88$61.53A13,046IServes as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common StockF1,F2Oct 29, 2018P2$61.53A182IReporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common StockF1,F2Oct 29, 2018P2$61.53A182ISpouse's proportionate interest in shares held by Rankin Associates VI
Class A Common StockF1,F3Oct 29, 2018P29$61.91A13,075IServes as Trustee of GSTs for the benefit of James Rankin
Class A Common StockF1,F3Oct 29, 2018P29$61.91A13,075IServes as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common StockF1,F3Oct 29, 2018P29$61.91A13,075IServes as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common StockF1,F3Oct 29, 2018P1$61.91A183IReporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common StockF1,F3Oct 29, 2018P1$61.91A183ISpouse's proportionate interest in shares held by Rankin Associates VI
Class A Common StockF4holding———3,622IHeld by Spouse
Class A Common StockF4holding———14,343ISpouses proportionate interest in shares held by RA1
Class A Common StockF4holding———1,843Ispouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stockholding———7D
Class A Common Stockholding———19Iproportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stockholding———25,324Iproportionate interest in shares held in RA1
Class A Common Stockholding———35,872Iproportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stockholding———65,824IProportionate LP interest in shares held in RA4
Class A Common Stockholding———1,975IProportionate interest in shares held in RMI

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF4,F5—holding—————Class A Common Stock3,6223,622I
Class B Common StockF4,F5—holding—————Class A Common Stock25,65725,657I
Class B Common StockF4,F5—holding—————Class A Common Stock1,8431,843I
Class B Common StockF5—holding—————Class A Common Stock6,8896,889I
Class B Common StockF5—holding—————Class A Common Stock6,8896,889I
Class B Common StockF5—holding—————Class A Common Stock6,8896,889I
Class B Common StockF5—holding—————Class A Common Stock77D
Class B Common StockF5—holding—————Class A Common Stock3131I
Class B Common StockF5—holding—————Class A Common Stock45,30045,300I
Class B Common StockF5—holding—————Class A Common Stock35,87235,872I
Class B Common StockF5—holding—————Class A Common Stock104,286104,286I
Class B Common StockF5—holding—————Class A Common Stock1,9751,975I
Class B Common StockF5—holding—————Class A Common Stock145,912145,912I

Explanation of responses