SEC Form 4 · accession 0001127602-18-031391
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 29, 2018
Accepted (ET)
Oct 31, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 29, 2018 | P | 265 | $61.6239 | A | 5,878 | D | |
| Class A Common StockF1,F2,F3 | Oct 29, 2018 | P | 688 | $61.53 | A | 108,836 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F3 | Oct 29, 2018 | P | 229 | $61.91 | A | 109,065 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F5 | Oct 29, 2018 | P | 67 | $61.53 | A | 7,015 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F4,F5 | Oct 29, 2018 | P | 22 | $61.91 | A | 7,037 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Oct 30, 2018 | P | 265 | $61.7641 | A | 6,143 | D | |
| Class A Common StockF1,F6,F3 | Oct 30, 2018 | P | 430 | $60.97 | A | 109,495 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F7,F3 | Oct 30, 2018 | P | 488 | $62.46 | A | 109,983 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F6,F5 | Oct 30, 2018 | P | 42 | $60.97 | A | 7,079 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F7,F5 | Oct 30, 2018 | P | 47 | $62.46 | A | 7,126 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-29 -Block 1 Weighted Average- Share Price represents average price between $60.86 and $61.82.
- F3Representing proportionate interest in shares held by RA V
- F42018-Oct-29 -Block 2 Weighted Average- Share Price represents average price between $61.89 and $62.00.
- F5Representing proporationate interest in shares held by RA VI
- F62018-Oct-30 -Block 1 Weighted Average- Share Price represents average price between $60.63 and $61.00.
- F72018-Oct-30 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.49.