Form4insider filings, from the source

SEC Form 4 · accession 0001127602-18-031378

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Alfred M Et Al Rankin
Officer — Chairman · Director
Period of report
Oct 29, 2018
Accepted (ET)
Oct 31, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2Oct 29, 2018P1$61.91A182IRepresents the proportionate interest in shares held by RAVI
Class A Common StockF1,F2Oct 29, 2018P1$61.91A182ISpouse's proportionate interest in shares held by RA VI
Class A Common StockF1,F2Oct 29, 2018P1$61.91A182IBrother's Proportionate interest in share held by Rankin Associates VI
Class A Common StockF1,F3Oct 30, 2018P265$61.7641A6,143IServes as trustee of trust for the benefit of Clara Rankin
Class A Common StockF1Oct 30, 2018P529$61.7641A112,101IReporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common StockF1,F4Oct 30, 2018P1,058$61.7641A45,582Ispouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Class A Common StockF1,F4Oct 30, 2018P794$61.7641A18,452IReporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common StockF1,F5Oct 30, 2018P430$60.97A109,495IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common StockF1,F5Oct 30, 2018P1$60.97A221IRepresents the proportionate interest in shares held by RA5
Class A Common StockF1,F6Oct 30, 2018P488$62.46A109,983IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common StockF1,F6Oct 30, 2018P1$62.46A222IRepresents the proportionate interest in shares held by RA5
Class A Common StockF1,F5Oct 30, 2018P42$60.97A7,079IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common StockF1,F5Oct 30, 2018P82$60.97A17,769IReporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common StockF1,F5Oct 30, 2018P82$60.97A17,769IReporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stockholding———175,278IRepresents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stockholding———14,752IHeld in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stockholding———10,271Iproportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stockholding———951IRepresents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stockholding———19Iproportionate general partnership interest shares held by RAIV
Class A Common Stockholding———1,087IProportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stockholding———1,975Iproportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stockholding———56IProportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stockholding———63IProportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common StockF4holding———18,625IReporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common StockF4holding———42,666Iproportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common StockF4holding———26,119Iproportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common StockF4holding———46,182ITrustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common StockF4holding———9,600IReporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF7—holding—————Class A Common Stock204,146204,146I
Class B Common StockF7—holding—————Class A Common Stock14,16014,160I
Class B Common StockF7—holding—————Class A Common Stock17,55617,556I
Class B Common StockF7—holding—————Class A Common Stock18,37318,373I
Class B Common StockF7—holding—————Class A Common Stock951951I
Class B Common StockF7—holding—————Class A Common Stock3131I
Class B Common StockF7—holding—————Class A Common Stock1,7211,721I
Class B Common StockF7—holding—————Class A Common Stock1,9751,975I
Class B Common StockF4,F7—holding—————Class A Common Stock18,62518,625I
Class B Common StockF4,F7—holding—————Class A Common Stock76,33076,330I
Class B Common StockF4,F7—holding—————Class A Common Stock26,11926,119I
Class B Common StockF7—holding—————Class A Common Stock73,16673,166I
Class B Common StockF4,F7—holding—————Class A Common Stock747747I
Class B Common StockF4,F7—holding—————Class A Common Stock9,6009,600I
Class B Common StockF7—holding—————Class A Common Stock6,8896,889I
Class B Common StockF7—holding—————Class A Common Stock6,8896,889I
Class B Common StockF4,F7—holding—————Class A Common Stock21,00621,006I

Explanation of responses