SEC Form 4 · accession 0001127602-18-031127
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 25, 2018
Accepted (ET)
Oct 29, 2018 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 25, 2018 | P | 250 | $60.5171 | A | 5,237 | D | |
| Class A Common StockF1,F2,F3 | Oct 25, 2018 | P | 868 | $60.52 | A | 106,845 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F4 | Oct 25, 2018 | P | 84 | $60.52 | A | 6,820 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Oct 26, 2018 | P | 376 | $59.7838 | A | 5,613 | D | |
| Class A Common StockF1,F5,F3 | Oct 26, 2018 | P | 1,303 | $59.78 | A | 108,148 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F5,F4 | Oct 26, 2018 | P | 128 | $59.78 | A | 6,948 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-25 -Weighted Average- Share Price represents average price between $59.86 and $60.85.
- F3Representing proportionate interest in shares held by RA V
- F4Representing proporationate interest in shares held by RA VI
- F52018-Oct-26 -Weighted Average- Share Price represents average price between $59.31 and $59.99.