SEC Form 4 · accession 0001127602-18-031120

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Oct 25, 2018

Accepted (ET)

Oct 29, 2018 · 1:35 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Oct 25, 2018	P	751	$60.5171	A	15,737	D
Class A Common Stock^F1,F2	Oct 25, 2018	P	2	$60.52	A	176	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Oct 26, 2018	P	1,127	$59.7838	A	16,864	D
Class A Common Stock^F1,F3	Oct 26, 2018	P	3	$59.78	A	179	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	42,666	I	Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class A Common Stock	holding	—	—		—	26,119	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	46,182	I	Reporting Person?s proportionate interests in shares held by Rankin Associates IV.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	26,119	26,119	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	747	747	D

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-25 -Weighted Average- Share Price represents average price between $59.86 and $60.85.
F32018-Oct-26 -Weighted Average- Share Price represents average price between $59.31 and $59.99.
F4N/A