SEC Form 4 · accession 0001127602-18-031113
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 25, 2018
Accepted (ET)
Oct 29, 2018 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 25, 2018 | P | 2 | $60.52 | A | 176 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Oct 26, 2018 | P | 3 | $59.78 | A | 179 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 1,209 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 444 | 444 | D |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-25 -Weighted Average- Share Price represents average price between $59.86 and $60.85.
- F32018-Oct-26 -Weighted Average- Share Price represents average price between $59.31 and $59.99.
- F4N/A