SEC Form 4 · accession 0001127602-18-031009
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 23, 2018
Accepted (ET)
Oct 25, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 23, 2018 | P | 2 | $60.99 | A | 171 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Oct 24, 2018 | P | 2 | $62.11 | A | 173 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 362 | I | proportionate limited partnership interest in shares held by Rankin Associates II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 362 | 362 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-23 -Weighted Average- Share Price represents average price between $60.73 and $61.20.
- F32018-Oct-24 -Block 2 Weighted Average- Share Price represents average price between $61.73 and $62.38.
- F4N/A