SEC Form 4 · accession 0001127602-18-030979
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 23, 2018
Accepted (ET)
Oct 25, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 23, 2018 | P | 250 | $60.9893 | A | 4,737 | D | |
| Class A Common StockF1,F2,F3 | Oct 23, 2018 | P | 868 | $60.99 | A | 105,109 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F4 | Oct 23, 2018 | P | 85 | $60.99 | A | 6,652 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Oct 24, 2018 | P | 250 | $61.7952 | A | 4,987 | D | |
| Class A Common StockF1,F5,F3 | Oct 24, 2018 | P | 190 | $60.66 | A | 105,299 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F6,F3 | Oct 24, 2018 | P | 678 | $62.11 | A | 105,977 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F5,F4 | Oct 24, 2018 | P | 18 | $60.66 | A | 6,670 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F6,F4 | Oct 24, 2018 | P | 66 | $62.11 | A | 6,736 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-23 -Weighted Average- Share Price represents average price between $60.73 and $61.20.
- F3Representing proportionate interest in shares held by RA V
- F4Representing proporationate interest in shares held by RA VI
- F52018-Oct-24 -Block 1 Weighted Average- Share Price represents average price between $60.33 and $60.94.
- F62018-Oct-24 -Block 2 Weighted Average- Share Price represents average price between $61.73 and $62.38.