SEC Form 4 · accession 0001127602-18-030816
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 19, 2018
Accepted (ET)
Oct 23, 2018 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 19, 2018 | P | 238 | $60.6541 | A | 4,237 | D | |
| Class A Common StockF1,F2,F3 | Oct 19, 2018 | P | 825 | $60.65 | A | 103,373 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F4 | Oct 19, 2018 | P | 80 | $60.65 | A | 6,482 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Oct 22, 2018 | P | 250 | $61.9253 | A | 4,487 | D | |
| Class A Common StockF1,F5,F3 | Oct 22, 2018 | P | 53 | $60.89 | A | 103,426 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F6,F3 | Oct 22, 2018 | P | 815 | $61.99 | A | 104,241 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F5,F4 | Oct 22, 2018 | P | 5 | $60.89 | A | 6,487 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F6,F4 | Oct 22, 2018 | P | 80 | $61.99 | A | 6,567 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-19 -Weighted Average- Share Price represents average price between $60.20 and $61.00.
- F3Representing proportionate interest in shares held by RA V
- F4Representing proporationate interest in shares held by RA VI
- F52018-Oct-22 -Block 1 Weighted Average- Share Price represents average price between $60.43 and $61.40.
- F62018-Oct-22 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.46.