SEC Form 4 · accession 0001127602-18-030772

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John C Butler Jr.

Other

Period of report

Oct 19, 2018

Accepted (ET)

Oct 23, 2018 · 2:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Oct 19, 2018	P	357	$60.6541	A	86,423	I	Held by Trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1,F3	Oct 19, 2018	P	2	$60.65	A	167	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 19, 2018	P	2	$60.65	A	167	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 19, 2018	P	2	$60.65	A	167	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 19, 2018	P	2	$60.65	A	167	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 22, 2018	P	376	$61.9253	A	86,799	I	Held by Trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1,F4	Oct 22, 2018	P	2	$61.99	A	169	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 22, 2018	P	2	$61.99	A	169	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 22, 2018	P	2	$61.99	A	169	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 22, 2018	P	2	$61.99	A	169	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	279	I	child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	8,211	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	4,513	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock	holding	—	—		—	279	I	child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	8,367	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	4,357	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock	holding	—	—		—	5,126	I	Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	49,811	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P
Class A Common Stock^F2	holding	—	—		—	12,058	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F2	holding	—	—		—	32,369	I	Spouse's proportionate limited partnership interest in shares held by RAIV Class A
Class A Common Stock	holding	—	—		—	2,800	I	Held in an Individual Retirement Account for the benefit of the Reporting Person
Class A Common Stock	holding	—	—		—	7,634	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	26,313	I	Held in trust fbo Reporting Person.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	8,211	8,211	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	3,683	3,683	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	8,367	8,367	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	3,527	3,527	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	5,972	5,972	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	12,058	12,058	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	2,800	2,800	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	7,634	7,634	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	17,262	17,262	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F2Reporting Person disclaims beneficial ownership of all such shares.
F32018-Oct-19 -Weighted Average- Share Price represents average price between $60.20 and $61.00.
F42018-Oct-22 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.46.
F5N/A