SEC Form 4 · accession 0001127602-18-030638
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evelyn R Kuipers
Other
Period of report
Oct 17, 2018
Accepted (ET)
Oct 19, 2018 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 17, 2018 | P | 1 | $63.07 | A | 163 | I | Proportionate interest in shares held by Rankin Associate VI |
| Class A Common StockF1,F3 | Oct 18, 2018 | P | 1 | $61.69 | A | 164 | I | Proportionate interest in shares held by Rankin Associate VI |
| Class A Common Stock | holding | — | — | — | 507 | I | Proportionate ltd partnership interest in shares held by RA II, LP in trust fbo Reporting Person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 507 | 507 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-17 -Weighted Average- Share Price represents average price between $62.63 and $63.50.
- F32018-Oct-18 -Weighted Average- Share Price represents average price between $61.23 and $62.03.
- F4N/A