SEC Form 4 · accession 0001127602-18-030625

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Oct 17, 2018

Accepted (ET)

Oct 19, 2018 · 11:54 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Oct 17, 2018	P	357	$63.2017	A	11,668	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F2	Oct 17, 2018	P	1	$63.07	A	164	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Oct 18, 2018	P	351	$61.6882	A	12,019	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F3	Oct 18, 2018	P	1	$61.69	A	165	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	42,666	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust
Class A Common Stock	holding	—	—		—	26,119	I	proportionate limited partnership interests in shares held by RA II, L.P., held in a trust
Class A Common Stock	holding	—	—		—	46,182	I	proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	26,119	26,119	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-17 -Weighted Average- Share Price represents average price between $62.63 and $63.50.
F32018-Oct-18 -Weighted Average- Share Price represents average price between $61.23 and $62.03.
F4N/A