SEC Form 4 · accession 0001127602-18-030624
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 17, 2018
Accepted (ET)
Oct 19, 2018 · 11:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 17, 2018 | P | 119 | $63.2017 | A | 3,882 | D | |
| Class A Common StockF1,F2,F3 | Oct 17, 2018 | P | 383 | $63.07 | A | 102,112 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F3 | Oct 17, 2018 | P | 29 | $64.92 | A | 102,141 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F4 | Oct 17, 2018 | P | 37 | $63.07 | A | 6,359 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F4 | Oct 17, 2018 | P | 3 | $64.92 | A | 6,362 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Oct 18, 2018 | P | 117 | $61.6882 | A | 3,999 | D | |
| Class A Common StockF1,F5,F3 | Oct 18, 2018 | P | 407 | $61.69 | A | 102,548 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F5,F4 | Oct 18, 2018 | P | 40 | $61.69 | A | 6,402 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-17 -Weighted Average- Share Price represents average price between $62.63 and $63.50.
- F3Representing proportionate interest in shares held by RA V
- F4Representing proporationate interest in shares held by RA VI
- F52018-Oct-18 -Weighted Average- Share Price represents average price between $61.23 and $62.03.