SEC Form 4 · accession 0001127602-18-030155
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 11, 2018
Accepted (ET)
Oct 15, 2018 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 11, 2018 | P | 2 | $60.85 | A | 158 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Oct 12, 2018 | P | 1 | $60.77 | A | 159 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F4 | Oct 12, 2018 | P | 1 | $61.59 | A | 160 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 765 | D | ||
| Class A Common Stock | holding | — | — | — | 20,119 | I | Reflects proportionate interests in shares held by Rankin Associates II. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 20,119 | 20,119 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-11 -Block 1 Weighted Average- Share Price represents average price between $60.31 and $61.15.
- F32018-Oct-12 -Block 1 Weighted Average- Share Price represents average price between $60.35 and $61.27.
- F42018-Oct-12 -Block 2 Weighted Average- Share Price represents average price between $61.40 and $61.95.
- F5N/A