SEC Form 4 · accession 0001127602-18-030107
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 11, 2018
Accepted (ET)
Oct 15, 2018 · 2:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 11, 2018 | P | 226 | $60.8724 | A | 3,180 | D | |
| Class A Common StockF1,F2,F3 | Oct 11, 2018 | P | 746 | $60.85 | A | 99,671 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F3 | Oct 11, 2018 | P | 38 | $61.43 | A | 99,709 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F5 | Oct 11, 2018 | P | 73 | $60.85 | A | 6,121 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F4,F5 | Oct 11, 2018 | P | 4 | $61.43 | A | 6,125 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Oct 12, 2018 | P | 226 | $61.2446 | A | 3,406 | D | |
| Class A Common StockF1,F6,F3 | Oct 12, 2018 | P | 377 | $60.77 | A | 100,086 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F7,F3 | Oct 12, 2018 | P | 361 | $61.59 | A | 100,447 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F3 | Oct 12, 2018 | P | 45 | $62.45 | A | 100,492 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F6,F5 | Oct 12, 2018 | P | 37 | $60.77 | A | 6,162 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F7,F5 | Oct 12, 2018 | P | 35 | $61.59 | A | 6,197 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F5 | Oct 12, 2018 | P | 4 | $62.45 | A | 6,201 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-11 -Block 1 Weighted Average- Share Price represents average price between $60.31 and $61.15.
- F3Representing proportionate interest in shares held by RA V
- F42018-Oct-11 -Block 2 Weighted Average- Share Price represents average price between $61.4299 and $61.44.
- F5Representing proporationate interest in shares held by RA VI
- F62018-Oct-12 -Block 1 Weighted Average- Share Price represents average price between $60.35 and $61.27.
- F72018-Oct-12 -Block 2 Weighted Average- Share Price represents average price between $61.40 and $61.95.