SEC Form 4 · accession 0001127602-18-030106

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Clara L T Rankin

Other

Period of report

Oct 11, 2018

Accepted (ET)

Oct 15, 2018 · 2:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Oct 11, 2018	P	226	$60.8724	A	3,180	I	Reporting Person's son is trustee of a trust fbo Reporting Person.
Class A Common Stock^F1,F2	Oct 11, 2018	P	746	$60.85	A	99,671	I	Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V
Class A Common Stock^F1,F3	Oct 11, 2018	P	38	$61.43	A	99,709	I	Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V
Class A Common Stock^F1,F2	Oct 11, 2018	P	73	$60.85	A	6,121	I	Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI
Class A Common Stock^F1,F3	Oct 11, 2018	P	4	$61.43	A	6,125	I	Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI
Class A Common Stock^F1	Oct 12, 2018	P	226	$61.2446	A	3,406	I	Reporting Person's son is trustee of a trust fbo Reporting Person.
Class A Common Stock^F1,F4	Oct 12, 2018	P	377	$60.77	A	100,086	I	Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V
Class A Common Stock^F1,F5	Oct 12, 2018	P	361	$61.59	A	100,447	I	Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V
Class A Common Stock^F1	Oct 12, 2018	P	45	$62.45	A	100,492	I	Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V
Class A Common Stock^F1,F4	Oct 12, 2018	P	37	$60.77	A	6,162	I	Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI
Class A Common Stock^F1,F5	Oct 12, 2018	P	35	$61.59	A	6,197	I	Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI
Class A Common Stock^F1	Oct 12, 2018	P	4	$62.45	A	6,201	I	Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-11 -Block 1 Weighted Average- Share Price represents average price between $60.31 and $61.15.
F32018-Oct-11 -Block 2 Weighted Average- Share Price represents average price between $61.4299 and $61.44.
F42018-Oct-12 -Block 1 Weighted Average- Share Price represents average price between $60.35 and $61.27.
F52018-Oct-12 -Block 2 Weighted Average- Share Price represents average price between $61.40 and $61.95.