SEC Form 4 · accession 0001127602-18-029983
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 9, 2018
Accepted (ET)
Oct 11, 2018 · 2:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 9, 2018 | P | 113 | $62.701 | A | 2,728 | D | |
| Class A Common StockF1,F2,F3 | Oct 9, 2018 | P | 391 | $62.70 | A | 98,141 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F4 | Oct 9, 2018 | P | 38 | $62.70 | A | 5,972 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Oct 10, 2018 | P | 226 | $61.8328 | A | 2,954 | D | |
| Class A Common StockF1,F5,F3 | Oct 10, 2018 | P | 767 | $61.82 | A | 98,908 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F3 | Oct 10, 2018 | P | 17 | $62.49 | A | 98,925 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F5,F4 | Oct 10, 2018 | P | 75 | $61.82 | A | 6,047 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F4 | Oct 10, 2018 | P | 1 | $62.49 | A | 6,048 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-9-Weighted Average - Share Price represents average price between $62.54 and $63.01.
- F3Representing proportionate interest in shares held by RA V
- F4Representing proporationate interest in shares held by RA VI
- F52018-Oct-10 -Weighted Average- Share Price represents average price between $61.46 and $62.27.