SEC Form 4 · accession 0001127602-18-029813

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Oct 5, 2018

Accepted (ET)

Oct 9, 2018 · 4:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Oct 5, 2018	P	1	$61.51	A	151	I	Proportionate interest in Rankin Associates VI
Class A Common Stock^F1,F3	Oct 5, 2018	P	2	$62.21	A	152	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Oct 5, 2018	P	2	$62.21	A	152	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Oct 5, 2018	P	1	$62.21	A	152	I	Proportionate interest in Rankin Associates VI
Class A Common Stock^F1,F4	Oct 8, 2018	P	1	$63.42	A	153	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Oct 8, 2018	P	1	$63.42	A	153	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Oct 8, 2018	P	1	$63.42	A	153	I	Proportionate interest in Rankin Associates VI
Class A Common Stock	holding	—	—		—	262	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	454	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	8,492	I	By Trust
Class A Common Stock	holding	—	—		—	15,827	I	Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	262	262	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	454	454	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	8,322	8,322	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	15,827	15,827	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-5 -Block 1 Weighted Average- Share Price represents average price between $61.01 and $61.71.
F32018-Oct-5 -Block 2 Weighted Average- Share Price represents average price between $62.08 and $62.49.
F42018-Oct-8 -Block 3 Weighted Average- Share Price represents average price between $63.415 and $63.50.
F5N/A