SEC Form 4 · accession 0001127602-18-029811
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 5, 2018
Accepted (ET)
Oct 9, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 5, 2018 | P | 2 | $62.21 | A | 152 | I | Proportionate interest in shares held by Rankin Associates held in trust |
| Class A Common StockF1,F3 | Oct 8, 2018 | P | 1 | $63.42 | A | 153 | I | Proportionate interest in shares held by Rankin Associates held in trust |
| Class A Common Stock | holding | — | — | — | 1,553 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 1,553 | 1,553 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 645 | 645 | D |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-5 -Block 2 Weighted Average- Share Price represents average price between $62.08 and $62.49.
- F32018-Oct-8 -Block 3 Weighted Average- Share Price represents average price between $63.415 and $63.50.
- F4N/A