SEC Form 4 · accession 0001127602-18-029796

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James T Rankin

Other

Period of report

Oct 5, 2018

Accepted (ET)

Oct 9, 2018 · 4:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Oct 5, 2018	P	1	$61.51	A	151	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 5, 2018	P	1	$61.51	A	151	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 5, 2018	P	2	$62.21	A	152	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Oct 5, 2018	P	2	$62.21	A	152	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Oct 5, 2018	P	1	$62.21	A	152	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 5, 2018	P	1	$62.21	A	152	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 5, 2018	P	2	$62.21	A	152	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 5, 2018	P	2	$62.21	A	152	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 8, 2018	P	1	$63.42	A	153	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Oct 8, 2018	P	1	$63.42	A	153	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Oct 8, 2018	P	1	$63.42	A	153	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 8, 2018	P	1	$63.42	A	153	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 8, 2018	P	1	$63.42	A	153	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 8, 2018	P	1	$63.42	A	153	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	9,665	I	proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock	holding	—	—		—	262	I	child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock	holding	—	—		—	15,853	I	Held by Trust
Class A Common Stock^F5	holding	—	—		—	862	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates II LP
Class A Common Stock^F5	holding	—	—		—	563	I	Shares held by spouse
Class A Common Stock^F5	holding	—	—		—	454	I	Minor child?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F5	holding	—	—		—	1,553	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock^F5	holding	—	—		—	645	I	co-trustee of trust for the benefit of minor niece
Class A Common Stock^F5	holding	—	—		—	1,405	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock^F5	holding	—	—		—	563	I	co-trustee of the trust for the benefit of the minor nephew

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	9,665	9,665	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	262	262	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	15,683	15,683	D
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	862	862	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	454	454	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	1,553	1,553	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	645	645	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	1,405	1,405	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-5 -Block 1 Weighted Average- Share Price represents average price between $61.01 and $61.71.
F32018-Oct-5 -Block 2 Weighted Average- Share Price represents average price between $62.08 and $62.49.
F42018-Oct-8 -Block 3 Weighted Average- Share Price represents average price between $63.415 and $63.50.
F5Reporting Person disclaims beneficial ownership of all such shares.
F6N/A