SEC Form 4 · accession 0001127602-18-029775

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Corbin Rankin

Other

Period of report

Oct 5, 2018

Accepted (ET)

Oct 9, 2018 · 4:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Oct 5, 2018	P	99	$63.9844	A	147,256	I	spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock^F1,F3	Oct 5, 2018	P	1	$61.51	A	196	I	Spouse's proportionate interest in shares held by RAV
Class A Common Stock^F1,F4	Oct 5, 2018	P	1	$62.21	A	197	I	Spouse's proportionate interest in shares held by RAV
Class A Common Stock^F1,F3	Oct 5, 2018	P	29	$61.51	A	11,519	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock^F1,F3	Oct 5, 2018	P	29	$61.51	A	11,519	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock^F1,F3	Oct 5, 2018	P	29	$61.51	A	11,519	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock^F1,F4	Oct 5, 2018	P	1	$62.21	A	52	I	Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management
Class A Common Stock^F1,F4	Oct 5, 2018	P	59	$62.21	A	11,578	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock^F1,F4	Oct 5, 2018	P	59	$62.21	A	11,578	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock^F1,F4	Oct 5, 2018	P	59	$62.21	A	11,578	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock^F1,F4	Oct 5, 2018	P	1	$62.21	A	152	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 5, 2018	P	1	$62.21	A	152	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 8, 2018	P	57	$62.6372	A	147,313	I	spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock^F1,F5	Oct 8, 2018	P	1	$63.42	A	50	I	Spouse's proportionate Interest in shares held by RAV held by Rankin Management
Class A Common Stock^F1,F6	Oct 8, 2018	P	15	$61.49	A	11,593	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock^F1,F6	Oct 8, 2018	P	15	$61.49	A	11,593	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock^F1,F6	Oct 8, 2018	P	15	$61.49	A	11,593	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock^F1,F6	Oct 8, 2018	P	1	$61.49	A	153	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F6	Oct 8, 2018	P	1	$61.49	A	153	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	3,622	D
Class A Common Stock	holding	—	—		—	14,343	I	Reporting Person's LP interest in shares held in RA1
Class A Common Stock	holding	—	—		—	1,843	I	Reporting person's proportionate interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	7	I	Held by Spouse
Class A Common Stock^F7	holding	—	—		—	19	I	spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust
Class A Common Stock^F7	holding	—	—		—	25,324	I	spouse's proportionate partnership interest in shares held by RA I LP
Class A Common Stock^F7	holding	—	—		—	35,872	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common Stock^F7	holding	—	—		—	65,824	I	Spouses proportionate LP interest in shares held in RA4
Class A Common Stock^F7	holding	—	—		—	1,975	I	Spouse's proportionate interest in shares held in RMI

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	3,622	3,622	D
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	25,657	25,657	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	1,843	1,843	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	7	7	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	45,300	45,300	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	35,872	35,872	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	104,286	104,286	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	145,912	145,912	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F2Reporting Person disclaims beneficial ownership of all such shares.
F32018-Oct-5 -Block 1 Weighted Average- Share Price represents average price between $61.01 and $61.71.
F42018-Oct-5 -Block 2 Weighted Average- Share Price represents average price between $62.08 and $62.49.
F52018-Oct-8 -Block 3 Weighted Average- Share Price represents average price between $63.415 and $63.50.
F62018-Oct-8 -Block 1 Weighted Average- Share Price represents average price between $60.94 and $61.81.
F7Reporting Person disclaims beneficial ownership of all such shares.
F8N/A