SEC Form 4 · accession 0001127602-18-029666
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Period of report
Oct 4, 2018
Accepted (ET)
Oct 5, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 4, 2018 | P | 99 | $63.2719 | A | 2,304 | D | |
| Class A Common StockF1,F2,F3 | Oct 4, 2018 | P | 133 | $62.66 | A | 96,462 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F3 | Oct 4, 2018 | P | 210 | $63.66 | A | 96,672 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F5 | Oct 4, 2018 | P | 13 | $62.66 | A | 5,809 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F4,F5 | Oct 4, 2018 | P | 20 | $63.66 | A | 5,829 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-4 -Block 1 Weighted Average- Share Price represents average price between $62.20 and $63.16.
- F3Representing proportionate interest in shares held by RA V
- F42018-Oct-4 -Block 2 Weighted Average- Share Price represents average price between $63.28 and $63.95.
- F5Representing proporationate interest in shares held by RA VI