SEC Form 4 · accession 0001127602-18-029560

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Clara R Williams

Other

Period of report

Oct 2, 2018

Accepted (ET)

Oct 4, 2018 · 3:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Oct 2, 2018	P	297	$62.1227	A	83,229	I	Held by trust for the benefit of Reporting Person
Class A Common Stock^F1,F2	Oct 2, 2018	P	1	$61.18	A	147	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 2, 2018	P	1	$61.18	A	147	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 2, 2018	P	1	$62.30	A	148	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 2, 2018	P	1	$62.30	A	148	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 2, 2018	P	1	$62.30	A	148	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 2, 2018	P	1	$62.30	A	148	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Oct 3, 2018	P	148	$63.4587	A	83,377	I	Held by trust for the benefit of Reporting Person
Class A Common Stock^F1,F4	Oct 3, 2018	P	1	$62.25	A	149	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 3, 2018	P	1	$62.25	A	149	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 3, 2018	P	1	$62.25	A	149	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 3, 2018	P	1	$62.25	A	149	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	5,126	I	proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock	holding	—	—		—	49,811	I	Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class A Common Stock	holding	—	—		—	12,058	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	32,369	I	Reporting Person?s proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock^F5	holding	—	—		—	3,162	I	By Spouse
Class A Common Stock^F5	holding	—	—		—	6,899	I	spouse's proportionate LP interest in shares held by RA II LP
Class A Common Stock	holding	—	—		—	279	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F5	holding	—	—		—	9,740	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F5	holding	—	—		—	2,983	I	Reporting Person?s spouse is trustee of a Trust fbo minor child.
Class A Common Stock	holding	—	—		—	279	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F5	holding	—	—		—	8,365	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F5	holding	—	—		—	4,357	I	Reporting Person?s spouse is trustee of a Trust fbo minor child.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	5,972	5,972	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	12,058	12,058	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	2,332	2,332	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	6,899	6,899	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	9,740	9,740	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	2,152	2,152	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	8,365	8,365	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	3,528	3,528	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-2 -Block 1 Weighted Average- Share Price represents average price between $60.86 and $61.52.
F32018-Oct-2 -Block 2 Weighted Average- Share Price represents average price between $61.87 and $62.49.
F42018-Oct-3 -Block 1 Weighted Average- Share Price represents average price between $61.91 and $62.40.
F5Reporting Person disclaims beneficial ownership of all such shares.
F6N/A