SEC Form 4 · accession 0001127602-18-029551
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 2, 2018 | P | 198 | $62.1227 | A | 2,106 | D | |
| Class A Common StockF1,F2,F3 | Oct 2, 2018 | P | 111 | $61.18 | A | 95,410 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F3 | Oct 2, 2018 | P | 575 | $62.30 | A | 95,985 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F5 | Oct 2, 2018 | P | 11 | $61.18 | A | 5,707 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F4,F5 | Oct 2, 2018 | P | 55 | $62.30 | A | 5,762 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Oct 3, 2018 | P | 99 | $63.4587 | A | 2,205 | D | |
| Class A Common StockF1,F6,F3 | Oct 3, 2018 | P | 163 | $62.25 | A | 96,148 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F7,F3 | Oct 3, 2018 | P | 181 | $64.55 | A | 96,329 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F6,F5 | Oct 3, 2018 | P | 16 | $62.25 | A | 5,778 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F7,F5 | Oct 3, 2018 | P | 18 | $64.55 | A | 5,796 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-2 -Block 1 Weighted Average- Share Price represents average price between $60.86 and $61.52.
- F3Representing proportionate interest in shares held by RA V
- F42018-Oct-2 -Block 2 Weighted Average- Share Price represents average price between $61.87 and $62.49.
- F5Representing proporationate interest in shares held by RA VI
- F62018-Oct-3 -Block 1 Weighted Average- Share Price represents average price between $61.91 and $62.40.
- F72018-Oct-3 -Block 2 Weighted Average- Share Price represents average price between $64.28 and $64.83.