SEC Form 4 · accession 0001127602-18-029093

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David B Williams

Other

Period of report

Sep 28, 2018

Accepted (ET)

Oct 2, 2018 · 4:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Sep 28, 2018	P	267	$61.3782	A	82,635	I	Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1,F3	Sep 28, 2018	P	1	$61.84	A	145	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Sep 28, 2018	P	1	$61.84	A	145	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Sep 28, 2018	P	1	$61.12	A	144	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Sep 28, 2018	P	1	$61.84	A	145	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Sep 28, 2018	P	1	$61.12	A	144	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Sep 28, 2018	P	1	$61.84	A	145	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 1, 2018	P	297	$61.7447	A	82,932	I	Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1,F5	Oct 1, 2018	P	2	$61.74	A	147	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Oct 1, 2018	P	2	$61.74	A	147	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Oct 1, 2018	P	1	$61.74	A	146	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Oct 1, 2018	P	1	$61.74	A	146	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	5,126	I	Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	49,811	I	Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock^F2	holding	—	—		—	12,058	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	32,369	I	Spouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock	holding	—	—		—	3,162	D
Class A Common Stock	holding	—	—		—	6,899	I	proportionate LP interest in shares held by RA II, L.P
Class A Common Stock	holding	—	—		—	279	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	9,740	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	2,983	I	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Class A Common Stock	holding	—	—		—	279	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	8,365	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	4,357	I	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	5,972	5,972	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	12,058	12,058	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	2,332	2,332	D
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	6,899	6,899	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	9,740	9,740	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	2,152	2,152	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	8,365	8,365	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	3,528	3,528	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F2Reporting Person disclaims beneficial ownership of all such shares.
F32018-Sept-28 -Block 2 Weighted Average- Share Price represents average price between $61.58 and $62.27.
F42018-Sept-28 -Block 1 Weighted Average- Share Price represents average price between $60.55 and $61.40.
F52018-Oct-1-Weighted Average - Share Price represents average price between $61.56 and $62.40.
F6N/A