SEC Form 4 · accession 0001127602-18-029084

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Lynne T Rankin

Other

Period of report

Sep 28, 2018

Accepted (ET)

Oct 2, 2018 · 4:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Sep 28, 2018	P	1	$61.12	A	144	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Sep 28, 2018	P	1	$61.84	A	145	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Sep 28, 2018	P	1	$61.12	A	144	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Sep 28, 2018	P	1	$61.84	A	145	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Sep 28, 2018	P	1	$61.12	A	144	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Sep 28, 2018	P	1	$61.84	A	145	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Sep 28, 2018	P	1	$61.12	A	144	I	Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1,F3	Sep 28, 2018	P	1	$61.84	A	145	I	Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1,F2	Sep 28, 2018	P	1	$61.12	A	144	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Sep 28, 2018	P	1	$61.84	A	145	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Sep 28, 2018	P	1	$61.12	A	144	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Sep 28, 2018	P	1	$61.84	A	145	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 1, 2018	P	1	$61.74	A	146	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Oct 1, 2018	P	1	$61.74	A	146	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Oct 1, 2018	P	2	$61.74	A	147	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 1, 2018	P	2	$61.74	A	147	I	Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1,F4	Oct 1, 2018	P	1	$61.74	A	146	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 1, 2018	P	1	$61.74	A	146	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	262	I	child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock^F5	holding	—	—		—	9,665	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F5	holding	—	—		—	15,853	I	Shares held by Spouse.
Class A Common Stock	holding	—	—		—	563	D
Class A Common Stock	holding	—	—		—	862	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F5	holding	—	—		—	454	I	Minor child?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F5	holding	—	—		—	1,553	I	Spouse is co-trustee of Trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock^F5	holding	—	—		—	645	I	Spouse serves as co-trustee of a trust for the benefit of minor niece.
Class A Common Stock^F5	holding	—	—		—	1,405	I	Spouse is co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock^F5	holding	—	—		—	563	I	Reporting Person's Spouse is co-trustee of the trust of minor nephew

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	262	262	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	9,665	9,665	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	15,683	15,683	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	563	563	D
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	862	862	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	454	454	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	1,553	1,553	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	645	645	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	1,405	1,405	I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Sept-28 -Block 1 Weighted Average- Share Price represents average price between $60.55 and $61.40.
F32018-Sept-28 -Block 2 Weighted Average- Share Price represents average price between $61.58 and $62.27.
F42018-Oct-1-Weighted Average - Share Price represents average price between $61.56 and $62.40.
F5Reporting Person disclaims beneficial ownership of all such shares.
F6N/A