SEC Form 4 · accession 0001127602-18-029037
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 28, 2018 | P | 178 | $61.3782 | A | 1,710 | D | |
| Class A Common StockF1,F2,F3 | Sep 28, 2018 | P | 395 | $61.12 | A | 94,392 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F3 | Sep 28, 2018 | P | 221 | $61.84 | A | 94,613 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F5 | Sep 28, 2018 | P | 38 | $61.12 | A | 5,606 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F4,F5 | Sep 28, 2018 | P | 23 | $61.84 | A | 5,629 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Oct 1, 2018 | P | 198 | $61.7447 | A | 1,908 | D | |
| Class A Common StockF1,F6,F3 | Oct 1, 2018 | P | 686 | $61.74 | A | 95,299 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F6,F5 | Oct 1, 2018 | P | 67 | $61.74 | A | 5,696 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-28 -Block 1 Weighted Average- Share Price represents average price between $60.55 and $61.40.
- F3Representing proportionate interest in shares held by RA V
- F42018-Sept-28 -Block 2 Weighted Average- Share Price represents average price between $61.58 and $62.27.
- F5Representing proporationate interest in shares held by RA VI
- F62018-Oct-1-Weighted Average - Share Price represents average price between $61.56 and $62.40.