SEC Form 4 · accession 0001127602-18-028972
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evelyn R Kuipers
Other
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 28, 2018 | P | 1 | $61.12 | A | 144 | I | Proportionate interest in shares held by Rankin Associate VI |
| Class A Common StockF1,F3 | Sep 28, 2018 | P | 1 | $61.84 | A | 145 | I | Proportionate interest in shares held by Rankin Associate VI |
| Class A Common StockF1,F4 | Oct 1, 2018 | P | 1 | $61.74 | A | 146 | I | Proportionate interest in shares held by Rankin Associate VI |
| Class A Common Stock | holding | — | — | — | 507 | I | Proportionate ltd partnership interest in shares held by RA II, LP in trust fbo Reporting Person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 507 | 507 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-28 -Block 1 Weighted Average- Share Price represents average price between $60.55 and $61.40.
- F32018-Sept-28 -Block 2 Weighted Average- Share Price represents average price between $61.58 and $62.27.
- F42018-Oct-1-Weighted Average - Share Price represents average price between $61.56 and $62.40.
- F5N/A