SEC Form 4 · accession 0001127602-18-028540

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Sep 26, 2018

Accepted (ET)

Sep 28, 2018 · 4:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Sep 26, 2018	P	1	$64.00	A	142	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Sep 26, 2018	P	1	$64.00	A	142	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F3	Sep 26, 2018	P	1	$62.86	A	142	I	Proportionate interest in Rankin Associates VI
Class A Common Stock^F1,F4	Sep 27, 2018	P	1	$62.43	A	143	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Sep 27, 2018	P	1	$62.43	A	143	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F4	Sep 27, 2018	P	2	$62.43	A	144	I	Proportionate interest in Rankin Associates VI
Class A Common Stock	holding	—	—		—	262	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	454	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	holding	—	—		—	8,492	I	By Trust
Class A Common Stock	holding	—	—		—	0	D
Class A Common Stock	holding	—	—		—	15,827	I	Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	262	262	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	454	454	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	8,322	8,322	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	0	0	D
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	15,827	15,827	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Sept-26 -Block 2 Weighted Average- Share Price represents average price between $63.47 and $64.46.
F32018-Sept-26 -Block 1 Weighted Average- Share Price represents average price between $62.45 and $63.31.
F42018-Sept-27- Share Price represents average price between $62.30 and $62.55.
F5N/A