SEC Form 4 · accession 0001127602-18-028516
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evelyn R Kuipers
Other
Period of report
Sep 26, 2018
Accepted (ET)
Sep 28, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 26, 2018 | P | 1 | $64.00 | A | 142 | I | Proportionate interest in shares held by Rankin Associate VI |
| Class A Common StockF1,F3 | Sep 27, 2018 | P | 1 | $62.43 | A | 143 | I | Proportionate interest in shares held by Rankin Associate VI |
| Class A Common Stock | holding | — | — | — | 507 | I | Proportionate ltd partnership interest in shares held by RA II, LP in trust fbo Reporting Person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 507 | 507 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-26 -Block 2 Weighted Average- Share Price represents average price between $63.47 and $64.46.
- F32018-Sept-27- Share Price represents average price between $62.30 and $62.55.
- F4N/A