SEC Form 4 · accession 0001127602-18-028508
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 26, 2018
Accepted (ET)
Sep 28, 2018 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 26, 2018 | P | 89 | $63.6859 | A | 1,354 | D | |
| Class A Common StockF1,F2,F3 | Sep 26, 2018 | P | 84 | $62.86 | A | 93,158 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F3 | Sep 26, 2018 | P | 224 | $64.00 | A | 93,382 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F5 | Sep 26, 2018 | P | 8 | $62.86 | A | 5,486 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F4,F5 | Sep 26, 2018 | P | 22 | $64.00 | A | 5,508 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Sep 27, 2018 | P | 178 | $62.4292 | A | 1,532 | D | |
| Class A Common StockF1,F6,F3 | Sep 27, 2018 | P | 615 | $62.43 | A | 93,997 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F6,F5 | Sep 27, 2018 | P | 60 | $62.43 | A | 5,568 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-26 -Block 1 Weighted Average- Share Price represents average price between $62.45 and $63.31.
- F3Representing proportionate interest in shares held by RA V
- F42018-Sept-26 -Block 2 Weighted Average- Share Price represents average price between $63.47 and $64.46.
- F5Representing proporationate interest in shares held by RA VI
- F62018-Sept-27- Share Price represents average price between $62.30 and $62.55.