SEC Form 4 · accession 0001127602-18-028430
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Farnham Rankin
Other
Period of report
Sep 25, 2018
Accepted (ET)
Sep 26, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Sep 25, 2018 | P | 1 | $64.98 | A | 141 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 17,987 | I | proportionate LP interest in shares held by RA II LP which is held in a trust | |
| Class A Common Stock | holding | — | — | — | 3,738 | I | Held by Trust fbo Reporting Person | |
| Class A Common Stock | holding | — | — | — | 1,209 | I | Held by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 17,987 | 17,987 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 3,738 | 3,738 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 444 | 444 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-25-Weighted Average - Share Price represents average price between $64.95 and $64.99.
- F3held in trust u/a/d 8/12/2012
- F4N/A