SEC Form 4 · accession 0001127602-18-028424
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce T Rankin
Other
Period of report
Sep 24, 2018
Accepted (ET)
Sep 26, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 24, 2018 | P | 1 | $64.99 | A | 141 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1 | Sep 24, 2018 | P | 101 | $64.99 | A | 3,548 | I | Held by Trust for the benefit of Reporting Person. |
| Class A Common StockF1 | Sep 25, 2018 | P | 267 | $64.9761 | A | 3,815 | I | Held by Trust for the benefit of Reporting Person. |
| Class A Common Stock | holding | — | — | — | 42,666 | I | proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust | |
| Class A Common Stock | holding | — | — | — | 26,119 | I | proportionate limited partnership interests in shares held by RA II, L.P., held in a trust | |
| Class A Common Stock | holding | — | — | — | 46,182 | I | proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 747 | 747 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 76,330 | 76,330 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 26,119 | 26,119 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 73,166 | 73,166 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F2N/A