SEC Form 4 · accession 0001127602-18-027692
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elisabeth M Rankin
Other
Period of report
Sep 13, 2018
Accepted (ET)
Sep 17, 2018 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Sep 13, 2018 | P | 1 | $64.38 | A | 140 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 200 | I | Shares held by Trust fbo reporting person | |
| Class A Common Stock | holding | — | — | — | 765 | I | Held by Trust fbo reporting person | |
| Class A Common Stock | holding | — | — | — | 20,119 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 1,851 | I | Mother is trustee of a trust fbo Reporting Person. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 200 | 200 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 20,119 | 20,119 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 1,851 | 1,851 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-13-Weighted Average - Share Price represents average price between $63.99 and $64.83
- F3held in trust u/a/d 12/30/2015
- F4N/A