SEC Form 4 · accession 0001127602-18-027551
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Griffin B Butler
Other
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 1:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 12, 2018 | P | 1 | $63.07 | A | 139 | I | proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 279 | I | proportionate partnership interest shares held by AMR Associates LP held in trust | |
| Class A Common Stock | holding | — | — | — | 4,357 | I | Held in Trust for Reporting Person. Father is Custodian. | |
| Class A Common Stock | holding | — | — | — | 8,367 | I | Proportionate limited partnership interests in shares held by Rankin Associates II. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 326 | 326 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 3,527 | 3,527 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 8,367 | 8,367 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-12-Weighted Average - Share Price represents average price between $62.94 and $63.31.
- F3N/A