SEC Form 4 · accession 0001127602-18-027461
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chloe O Rankin
Other
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 10, 2018 | P | 1 | $64.34 | A | 47 | I | Spouse's interest in shares held by RA6 held by Rankin Management |
| Class A Common StockF1,F2 | Sep 10, 2018 | P | 41 | $64.34 | A | 10,841 | I | Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach |
| Class A Common StockF1,F2 | Sep 10, 2018 | P | 41 | $64.34 | A | 10,841 | I | Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr. |
| Class A Common StockF1,F2 | Sep 10, 2018 | P | 41 | $64.34 | A | 10,841 | I | Spouse serves as trustee of GSTs for the benefit of Julia Kuipers |
| Class A Common StockF1,F2 | Sep 10, 2018 | P | 1 | $64.34 | A | 185 | I | Spouse's Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2 | Sep 10, 2018 | P | 1 | $64.34 | A | 138 | I | Spouse's proportionate interest in shares held in Rankin Associates VI |
| Class A Common StockF1,F2 | Sep 10, 2018 | P | 1 | $64.34 | A | 138 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Sep 11, 2018 | P | 41 | $63.70 | A | 10,882 | I | Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach |
| Class A Common StockF1,F3 | Sep 11, 2018 | P | 41 | $63.70 | A | 10,882 | I | Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr. |
| Class A Common StockF1,F3 | Sep 11, 2018 | P | 41 | $63.70 | A | 10,882 | I | Spouse serves as trustee of GSTs for the benefit of Julia Kuipers |
| Class A Common StockF1,F3 | Sep 11, 2018 | P | 1 | $63.70 | A | 47 | I | Spouse's interest in shares held by RA5 held by Rankin Management |
| Class A Common Stock | holding | — | — | — | 35,857 | I | proportionate LP interest in shares held by RA1 | |
| Class A Common Stock | holding | — | — | — | 2,116 | I | proportionate limited partnership interests in shares held by Rankin Associates II, L.P | |
| Class A Common Stock | holding | — | — | — | 2,283 | I | serves as Trustee of a Trust for the benefit of Chloe O. Rankin | |
| Class A Common StockF4 | holding | — | — | — | 19 | I | spouses proportionate GP interest in shares of RA IV | |
| Class A Common StockF4 | holding | — | — | — | 14,567 | I | spouse proportionate limited partnership interest in shares held by RA I LP | |
| Class A Common StockF4 | holding | — | — | — | 36,890 | I | spouse's proportionate interest in shares held by RAII | |
| Class A Common StockF4 | holding | — | — | — | 65,824 | I | proportionate limited partnership interest in shares held by Rankin Associates IV, L.P | |
| Class A Common StockF4 | holding | — | — | — | 1,975 | I | spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI) | |
| Class A Common Stock | holding | — | — | — | 0 | I | By Spouse | |
| Class A Common StockF4 | holding | — | — | — | 131,626 | I | spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 64,143 | 64,143 | I |
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 2,116 | 2,116 | I |
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 2,783 | 2,783 | I |
| Class B Common StockF4,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 31 | 31 | I |
| Class B Common StockF4,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 26,057 | 26,057 | I |
| Class B Common StockF4,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 36,890 | 36,890 | I |
| Class B Common StockF4,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 104,286 | 104,286 | I |
| Class B Common StockF4,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 1,975 | 1,975 | I |
| Class B Common StockF4,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 123,760 | 123,760 | I |
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 6,889 | 6,889 | I |
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 6,889 | 6,889 | I |
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 6,889 | 6,889 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-10-Weighted Average - Share Price represents average price between $64.07 and $64.46.
- F32018-Sept-11-Weighted Average - Share Price represents average price between $63.46 and $63.99.
- F4Reporting Person disclaims beneficial ownership of all such shares.
- F5N/A