SEC Form 4 · accession 0001127602-18-027439
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 10, 2018 | P | 1 | $64.34 | A | 137 | I | Proportionate interest in shares held by Rankin Associates VI held in trust |
| Class A Common StockF1,F3 | Sep 11, 2018 | P | 1 | $63.70 | A | 138 | I | Proportionate interest in shares held by Rankin Associates VI held in trust |
| Class A Common Stock | holding | — | — | — | 279 | I | proportionate partnership interest shares held by AMR Associates LP | |
| Class A Common Stock | holding | — | — | — | 9,740 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 2,983 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 326 | 326 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 9,740 | 9,740 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 2,152 | 2,152 | D |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-10-Weighted Average - Share Price represents average price between $64.07 and $64.46.
- F32018-Sept-11-Weighted Average - Share Price represents average price between $63.46 and $63.99.
- F4N/A