SEC Form 4 · accession 0001127602-18-027417

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Sep 10, 2018

Accepted (ET)

Sep 12, 2018 · 3:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Sep 10, 2018	P	1	$64.34	A	137	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4,F3	Sep 11, 2018	P	1	$63.70	A	138	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	17,987	I	proportionate LP interest in shares held by RA II LP which is held in a trust
Class A Common Stock	holding	—	—		—	3,738	I	Held by Trust fbo Reporting Person
Class A Common Stock	holding	—	—		—	1,209	I	Held by Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	17,987	17,987	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	3,738	3,738	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	444	444	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Sept-10-Weighted Average - Share Price represents average price between $64.07 and $64.46.
F3held in trust u/a/d 8/12/2012
F42018-Sept-11-Weighted Average - Share Price represents average price between $63.46 and $63.99.
F5N/A