SEC Form 4 · accession 0001127602-18-027405

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Julia L Rankin

Other

Period of report

Sep 10, 2018

Accepted (ET)

Sep 12, 2018 · 2:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Sep 10, 2018	P	1	$64.34	A	137	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Sep 10, 2018	P	1	$64.34	A	137	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Sep 10, 2018	P	1	$64.34	A	137	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Sep 10, 2018	P	1	$64.34	A	137	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Sep 11, 2018	P	1	$63.70	A	138	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Sep 11, 2018	P	1	$63.70	A	138	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Sep 11, 2018	P	1	$63.70	A	138	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Sep 11, 2018	P	1	$63.70	A	138	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F4	holding	—	—		—	507	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock^F4	holding	—	—		—	240	I	By Spouse
Class A Common Stock	holding	—	—		—	13,793	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	10,242	I	Held by Trust for the benefit of Reporting Person
Class A Common Stock	holding	—	—		—	362	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4,F5	—	holding	—	—	—	—	—	Class A Common Stock	507	507	I
Class B Common Stock^F4,F5	—	holding	—	—	—	—	—	Class A Common Stock	240	240	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	13,793	13,793	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	10,072	10,072	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	362	362	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Sept-10-Weighted Average - Share Price represents average price between $64.07 and $64.46.
F32018-Sept-11-Weighted Average - Share Price represents average price between $63.46 and $63.99.
F4Reporting Person disclaims beneficial ownership of all such shares.
F5N/A