SEC Form 4 · accession 0001127602-18-027210
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 12:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 6, 2018 | P | 197 | $62.3408 | A | 591 | D | |
| Class A Common StockF1,F2,F3 | Sep 6, 2018 | P | 684 | $62.34 | A | 90,739 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F4 | Sep 6, 2018 | P | 66 | $62.34 | A | 5,250 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Sep 7, 2018 | P | 155 | $62.3379 | A | 746 | D | |
| Class A Common StockF1,F5,F3 | Sep 7, 2018 | P | 535 | $62.34 | A | 91,274 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F5,F4 | Sep 7, 2018 | P | 52 | $62.34 | A | 5,302 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-6- Weighted Average- Share Price represents average price between $61.595 and $62.49.
- F3Representing proportionate interest in shares held by RA V
- F4Representing proporationate interest in shares held by RA VI
- F52018-Sept-7- Weighted Average- Share Price represents average price between $61.86 and $62.49.