SEC Form 4 · accession 0001127602-18-027183
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 12:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 6, 2018 | P | 2 | $62.34 | A | 135 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Sep 7, 2018 | P | 1 | $62.34 | A | 136 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 648 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 648 | 648 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-6- Weighted Average- Share Price represents average price between $61.595 and $62.49.
- F32018-Sept-7- Weighted Average- Share Price represents average price between $61.86 and $62.49.
- F4N/A