SEC Form 4 · accession 0001127602-18-027053
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 5, 2018
Accepted (ET)
Sep 7, 2018 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Sep 5, 2018 | P | 241 | $61.61 | A | 89,613 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F3 | Sep 5, 2018 | P | 442 | $62.12 | A | 90,055 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F5 | Sep 5, 2018 | P | 24 | $61.61 | A | 5,141 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F4,F5 | Sep 5, 2018 | P | 43 | $62.12 | A | 5,184 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Sep 5, 2018 | P | 197 | $61.9377 | A | 394 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Sept-5- Block 1 Weighted Average- Share Price represents average price between $60.90 and $61.86.
- F3Representing proportionate interest in shares held by RA V
- F42018-Sept-5- Block 2 Weighted Average- Share Price represents average price between $61.90 and $62.48.
- F5Representing proporationate interest in shares held by RA VI