SEC Form 4 · accession 0001127602-18-026913
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margo J.V. Williams
Other
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 4, 2018 | P | 2 | $61.46 | A | 132 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 243 | I | proportionate partnership interest shares held by AMR Associates LP held in trust | |
| Class A Common Stock | holding | — | — | — | 8,365 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 4,357 | I | Father is trustee of a trust fbo Reporting Person. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 283 | 283 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 8,365 | 8,365 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 3,528 | 3,528 | I |
Explanation of responses
- F1Shares purchased pursuant to 10(b)5 plan
- F22018-Sept-4- Block 2 Weighted Average- Share Price represents average price between $61.12 and $61.99.
- F3N/A