SEC Form 4 · accession 0001127602-18-020448
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore D Taplin
Other
Period of report
Jun 8, 2018
Accepted (ET)
Jun 8, 2018 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 8, 2018 | S | 470 | $69.5299 | D | 45,002 | D | |
| Class A Common Stock | Jun 8, 2018 | S | 100 | $69.52 | D | 44,902 | D | |
| Class A Common Stock | Jun 8, 2018 | S | 445 | $69.4254 | D | 44,457 | D | |
| Class A Common Stock | holding | — | — | — | 89,253 | I | Proportionate Membership interest in shares held by Abigail LLC | |
| Class A Common Stock | holding | — | — | — | 28 | I | Held by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 15,180 | 15,180 | D |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 1,957 | 1,957 | I |
Explanation of responses
- F1N/A